Ralis

Compliance Analyst

US-CA-Anaheim
ID
2017-1855
Category
Other
FLSA Status
Exempt
Division
SERVICING [SERV]

Overview

This position at LoanMe, Inc. reports to the Director of Compliance and Quality Assurance and is responsible for maintaining legal and regulatory compliance by researching and communicating requirements; obtaining approvals; developing, implementing, and maintaining the CMS; and monitoring controls and corrective measures.

Responsibilities

  • Researches legal and regulatory requirements by (e.g. example, reviewing statutes, regulations and other guidance).
  • Assists in the creation and revision of policies and procedures, forms, and other required documentation.
  • Prepares reports in Excel, Word and PowerPoint by collecting, analyzing, and summarizing information.
  • Assists in compiling informational requests.
  • Carries out defined Compliance Audits with minimal supervision.
  • Assists in responding to customer complaints and regulatory inquiries by (e.g. researching complaints and preparing responses.
  • Other Compliance-related projects as may be assigned by the Director of Compliance and/or General Counsel.

Requirements

  • High School diploma or equivalent required, undergraduate and/or graduate college degree preferred.
  • Ability and comfort in using database and record-keeping systems.
  • Some research skills, and a familiarity of how to find laws and regulations
  • Minimum of 2 years of experience in Compliance Analyst, Compliance Officer, or regulatory compliance related position, preferably in a financial services environment.
  • Exceptional interpersonal, verbal, and written communication skills required.
  • Excellent organization, time-management, and analytical skills needed.
  • Strong computer skills, including Outlook, Excel, Word, and PowerPoint.
  • Demonstrated high level of reliability and job-stability.

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